Alternative Trading Systems - PDFSEARCH.IO - Document Search Engine

Alternative Trading Systems
Results: 286

#	Item
51	Microsoft Word - ICI-ICI Global Letter on Regulation of Electronic Trading Consultation.doc Add to Reading List Source URL: www.iciglobal.org Language: English Finance Electronic trading Algorithmic trading High-frequency trading Trading room Flash Crash Alternative Trading Systems U.S. Securities and Exchange Commission Mutual fund Financial economics Investment Financial markets
52	Alternative Trading Systems with Form ATS on File with the SEC as of January 1, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-09 11:02:40 Instinet Alternative Trading Systems Dark liquidity Financial markets Stock market Computer networking
53	January 6, 2015 Open Letter to U.S. Securities Industry Participants Re: Market Structure Reform Discussion Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-01-07 09:51:54 Finance Investment United States Securities and Exchange Commission Mathematical finance Regulation NMS Order Alternative Trading Systems Algorithmic trading National Market System Financial markets Financial economics Stock market
54	Petition for Rulemaking: Request for rulemaking to adopt amendments to Rules 600(b[removed]definition of a protected bid or offer), 605 and 606 (disclosure of order execution and order routing information), and 610(c) (the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-29 15:43:24 Investment Finance Financial markets Regulation NMS Order U.S. Securities and Exchange Commission Securities and Exchange Commission Alternative Trading Systems High-frequency trading Stock market United States Securities and Exchange Commission Financial economics
55	CSA Notice and Request for Comment Proposed Amendments to National Instrument[removed]Marketplace Operation and National Instrument[removed]Trading Rules April 24, 2014 Introduction The Canadian Securities Administrators ( Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-04-24 11:38:18 Financial system Self-regulatory organizations 73rd United States Congress United States Securities and Exchange Commission Securities Canadian securities regulation Security Alternative Trading Systems Trade Reporting And Compliance Engine United States securities law Financial economics Financial regulation
56	GAO-15-286R, Securities and Exchange Commission: Regulation Systems Compliance and Integrity Add to Reading List Source URL: www.gao.gov Language: English - Date: 2015-01-06 13:42:00 Financial regulation Law Government Securities Exchange Act Regulatory Flexibility Act Securities Act U.S. Securities and Exchange Commission Regulatory compliance Alternative Trading Systems United States securities law United States Securities and Exchange Commission 73rd United States Congress
57	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]January 6, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 13:53:44 Investment NYSE Arca Securities Exchange Act Market maker Algorithmic trading Short Order Alternative Trading Systems New York Stock Exchange Financial markets Financial economics Finance
58	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 15, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 11:10:08 Finance Stock market United States Securities and Exchange Commission Alternative Trading Systems Dark liquidity UBS Securities Exchange Act High-frequency trading Regulation NMS Financial economics Investment Financial markets
59	Exhibit A Proposed new language is italicized; proposed deletions are in [brackets]. PLAN TO ADDRESS EXTRAORDINARY MARKET VOLATILITY SUBMITTED TO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-22 10:51:11 United States securities law Investment 73rd United States Congress Economy of the United States Regulation NMS Stock market Chicago Stock Exchange Securities Exchange Act Alternative Trading Systems United States Securities and Exchange Commission Financial markets Financial economics
60	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 6, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 14:47:22 Investment Stock market 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law Short Alternative Trading Systems Order Financial economics Financial markets Finance

UPDATE